VIA EMAIL ONLY
May 30, 2025
OM 25-23
Mr. Asa S. Davis III
Kenneth J. Sylvia, Esquire
Exeter Town Solicitor
Re: Davis v. Exeter Board of Canvassers
Davis v. Exeter Town Council
Dear Mr. Davis and Attorney Sylvia:
We have completed our investigation into the Open Meetings Act (“OMA”) Complaint filed by Mr. Asa Davis III (“Complainant”) against the Exeter Board of Canvassers and Town Council (“Board” and “Council,” respectively). For the reasons set forth herein, we find that the Board violated the OMA. We find no violation as to the Council.
Much of this Complaint centers around a November 23, 2024 Board meeting, which was called, in part, to certify the results of the Town of Exeter’s November 5, 2024 zoning inspector election.[1] The Complainant alleges that both the Board and the Council violated the OMA within this context.
As to the Board, the Complainant contends that “[n]o agenda or minutes for [this November 23, 2024] meeting… can be found on the Secretary of State[‘s] [hereinafter, “SOS”] website … despite the meeting occurring more than 35 days ago.” He adds that, more generally, “[n]o minutes for any meetings of the Board … are on file with the [SOS] nor posted on the [SOS] website since February 20, 2018” and that “317 [Board] meetings have taken place since then.”
As to the Council, the Complainant states that this “November 23rd [Board] meeting [to certify the election results] was purportedly called at the request of undetermined [Council] members.” Because the subject of scheduling this Board meeting “did not appear on any agendas filed [by] the … Council from October 1 [2024] through December 16th [2024],” the Complainant suggests that the Council convened non-publicly at some point in order to call for the scheduling of the meeting at issue, in violation of the OMA.[2]
Additionally, the Complainant alleges that because the Town “filed a response” in a Board of Elections [hereinafter, “BOE”] legal action concerning the zoning inspector election, another non-public convening of the Council must have taken place. He contends that the Town Solicitor “is only authorized to pursue legal action when directed by the … Council” and “no agenda item” preceding the Town’s filing in the BOE matter reflects discussion and/or action concerning such legal representation and prior authorization by the Council.[3]
Attorney Kenneth J. Sylvia, Exeter Town Solicitor, submitted a substantive response on behalf of the Board and the Council. The Board concedes that “the agenda and minutes for the November 23, 2024 [Board] meeting … were not posted to the [SOS] website within the time required by the OMA.” It further concedes that “the Board … has not been filing minutes with the [SOS].” Nevertheless, the Board outlines remedial measures it has taken since discovering this issue in order to ensure compliance with the OMA going forward. It characterizes prior non-compliance as “a good-faith mistake.” See infra.
With respect to the Council, the Solicitor states that the Complainant “offers no factual basis for [the] allegation” that the November 23, 2024 Board meeting was called at the Council’s behest. In fact, he argues, the subject meeting “was called at the request of the [BOE], not the … [Council],” adding that “[n]o evidence suggests that the … Council, or any member of the … Council, was involved, in any way, in calling the November 23, 2024 meeting of the Board.”
As to the allegation that submission of a legal filing on the Town’s behalf evidenced a prior, non-public convening of the Council, the Solicitor rejects the Complainant’s premise that he requires prior authorization from the Council “to pursue legal action.” He explains that the “Solicitor represents every board [in the Town], including the Board” such that the “Council need not specially instruct the Town Solicitor to represent the Board.” He states that while the “Solicitor seldom initiates legal action in the Town’s name without [Council action], legal claims are routinely defended without” the same. (Emphasis in original).
The Council argues that it in no way violated the OMA by meeting outside of the public purview, either in connection with the November 23, 2024 Board meeting or to guide the Solicitor’s legal representation of the Town in the BOE matter.
We acknowledge the Complainant’s rebuttal.
When we examine an OMA complaint, our authority is to determine whether a violation of the OMA has occurred. See R.I. Gen. Laws § 42-46-8. In doing so, we must begin with the plain language of the OMA and relevant caselaw interpreting this statute.
The OMA provides that:
“All public bodies shall keep official and/or approved minutes of all meetings of the body and shall file a copy of the minutes of all open meetings with the secretary of state for inspection by the public within thirty-five days of the meeting[.]”
R.I. Gen. Laws § 42-46-7(d) (emphasis added).
The record confirms, and there is no dispute, that the Board failed to file its meeting minutes for the November 23, 2024 meeting specifically and that in general it “had not been posting [the] minutes of its meetings.” Thus, the Board violated the OMA.
The OMA also requires that:
“Public bodies shall give supplemental written public notice of any meeting within a minimum of forty-eight (48) hours, excluding weekends and state holidays in the count of hours, before the date. This notice shall include the date the notice was posted; the date, time, and place of the meeting; and a statement specifying the nature of the business to be discussed.”
R.I. Gen. Laws § 42-46-6(b).
The Complainant alleges and the Board concedes that it failed to post an agenda for the November 23, 2024 meeting. That also violated the OMA.
The OMA requires that all meetings of every public body “shall be open to the public.” R.I. Gen. Laws § 42-46-3. For the OMA to apply, however, a “quorum” of a “public body” must convene for a “meeting” as these terms are defined by the OMA. See Fischer v. Zoning Board of the Town of Charlestown, 723 A.2d 294 (R.I. 1999). Under the OMA, a “meeting” is defined as “the convening of a public body to discuss and/or act upon a matter over which the public body has supervision, control, jurisdiction, or advisory power.” R.I. Gen. Laws § 42-46-2(1). A “quorum” is defined as “a simple majority of the membership of a public body.” R.I. Gen. Laws § 42-46-2(4). All three of these elements — a quorum, a meeting, and a public body — must be present in order for the OMA to apply; the OMA is not applicable when one or more of these elements is absent. See Sirios v. Glocester Town Council, OM 20-50.
A quorum may be created, and a meeting “convened,” by a “rolling” or “walking” quorum, where a majority of the members of a public body attain a quorum by a series of one-on-one conversations or interactions. See, e.g., In Re: South Kingstown School Committee Electronic Mail Policy, OM 04-01 (a series of email communications among a quorum of a committee would satisfy the quorum requirement and implicate the OMA). Our findings have centered on the nexus between these one-on-one conversations and whether they serve as a chain of communication sufficient to constitute a collective discussion. See Finnegan v. Scituate Town Council, OM 20-22; Guarino, et al. v. Rhode Island Atomic Energy Commission, OM 14-07.
Here, there is no evidence to support the claim that the Council met outside of the public purview in order to either direct the Board to convene its November 23, 2024 meeting or to authorize the Solicitor’s legal representation of the Town in the BOE matter.
First, as to an alleged non-public meeting of the Council convened for the purpose of directing the Board to meet on November 23, 2024, the Council submits that “the Board … members who testified at … [a BOE] hearing stated that the meeting was called at the request of the [BOE], not the … Council.” Our independent review of the YouTube footage of the December 11, 2024 BOE meeting affirms the Town’s representations that the Council did not direct the Board to meet. In sworn testimony before the BOE, Board member Nancy Anderton spoke to the process leading up to the November 23, 2024 meeting. She stated that “we had to wait until the [BOE] certified the votes … that’s why we met on the 23rd.” Another Board member, Edward “Ted” Nataly, stated that “we were contacted by the [BOE] and told that …we were able to certify who won the elections on the 23rd. We met on the 23rd.” The Council’s statement that the BOE directed the convening of the Board is undisputed and is bolstered by the sworn testimony of individual Board members. We thus find no violation. See Giangiulio v. Foster School Committee, OM 25-13 (finding no OMA violation while noting that a “mere allegation without more is not enough to outweigh the four sworn affidavits submitted by the Committee”).
Second, the Complainant’s argument that the Council must have met outside of the public purview in order to manage the parameters of Solictor’s legal representation is similarly unsupported by fact. In addition to a dearth of evidence provided by the Complainant, the Council references Section 605 of the Town Charter, which outlines the duties and responsibilities of the Town Solicitor. The plain language of Section 605 is inconsistent with the Complainant’s statement that the Solicitor “is only authorized to pursue legal action when directed by the … Council.” To the contrary, the Charter sets a more permissive standard, stating that the Solicitor shall “serve at the pleasure of the Council,” without any reference to a requirement of prior authorization by that body. See Town of Exeter Charter § 605. While the Complainant argues that the former Town Solicitor “stated many times” and “on multiple occasion” that such explicit direction from the Council is required, he does not direct this Office to a specific instance of the same (and even if he did, such statements by the former solicitor would not amount to mandatory legal authority), nor does he provide any ancillary evidence to buttress this position.
More to the point, regardless of whether the Council is required to convene publicly in order to direct all facets of the Solicitor’s legal representation, the Solicitor states that he acted without such direction, and this is not disputed by the Complainant.[4]
Consequently, there is no evidence indicating that a non-public meeting of the Council took place for the purpose of directing legal representation. Therefore, based on the record before us, we find no violation. See Pontarelli v. Rhode Island State Labor Relations Board, OM 24-03 (finding no OMA violation while stating that “[the Complainant] offers little more than unsupported speculation and conjecture. This is not enough to overcome the evidence of record”); see also Mulanaphy v. South Kingstown School Committee, OM 19-24 (finding that speculation of a pre-public meeting discussion based only on the nature of the discussion during the public meeting is not enough evidence to establish an OMA violation); Giangiulio v. Foster School Committee, OM 25-13.
Upon the finding of an OMA violation, the Office of the Attorney General may institute an action in Superior Court. See R.I. Gen. Laws § 42-46-8(a), (e). The Superior Court may issue injunctive relief and declare null and void any actions of the public body found to be in violation of the OMA. See R.I. Gen. Laws § 42-46-8(d). Additionally, the Superior Court may impose fines up to $5,000 against a public body found to have committed a willful or knowing violation of the OMA. Id.
Here, we are troubled by the Board’s history of failing to post meeting minutes. However, based on the totality of the evidence, we do not find a willful or knowing violation on the part of the Board. The Board characterizes its failure to post meeting minutes as “simply a mistake” attributable partly to the fact that “Exeter is a small town with a limited government.” The Board explains that it “has no support staff of its own” and “does not have legal counsel present for its meetings.” As such, Board members were “mistaken about their obligations under the OMA.” Our aforementioned review of the YouTube footage of the December 11, 2024 BOE hearing supports this conclusion, as it is clear that the Board members became aware of their obligations under the OMA through questioning by the BOE. Nevertheless, the Board represents that after becoming aware of the Board’s obligations under the OMA, they have since “taken steps to correct these issues going forward.”
Our conclusion is supported by the fact that the Board does not have any recent, similar violations that would have put the Board on express notice that it was subject to the OMA requirements that it failed to follow in this instance. See Carmody v. R.I Conflict of Interest Comm 'n, 509 A.2d 453, 459 (R.I. 1986); see also Peckham v. City of Pawtucket, PR 18-10 (“We do not find - nor [does the Complainant] present - any evidence that these mistakes were motivated by malicious intent.”).
Nevertheless, this finding serves as notice that the actions discussed herein violate the OMA and may serve as evidence of a willful or knowing violation in any similar, future situation.
Additionally, the Complainant has not made any specific request for injunctive relief and we find that injunctive relief is not appropriate. Regarding minutes, the Board submits that “[b]ecause minutes were not kept for the older meetings, they cannot be posted.”[5] However, because the Board is “now well aware of [its] obligations under the OMA … [it has] begun preparing minutes as required by the OMA.”
Although we conclude that the Board also violated the OMA with regard to not posting an agenda, we find that there is no appropriate remedy. Here, injunctive relief is inappropriate in that the pertinent issue stemming from the subject meeting was the Board’s failure to certify Mr. Thornley’s election. On appeal, the BOE determined that “votes cast for [Mr. Thornley’s opponent] were not to be counted,” and Mr. Thornley is now in place as Zoning Inspector. Any injunctive relief directed by this Office would be moot. See, e.g. Rosengard v. Barrington School Committee and Building Subcommittee, OM 23-19. As addressed herein, the record demonstrates that the Board’s violation was not willful or knowing because it was clearly unaware of its obligations under the OMA at the time of the subject meeting. See supra; see also Durand v. Pawtuxet River Authority, OM 22-15 (declining to find a willful or knowing OMA violation based on a “good faith mistaken interpretation of the OMA”).
As such, there is no relief that would be appropriate. We do, however, strongly encourage all Board members to attend this Office’s annual Open Government Summit and/or to watch the video recording of the OMA portion of last year’s Summit, which is available on the Open Government Unit page of the Office of the Attorney General’s website.
Although the Attorney General will not file suit in this matter, nothing in the OMA precludes an individual from pursuing a complaint in the Superior Court as specified in the OMA. The Complainant may pursue an OMA complaint within “ninety (90) days of the attorney general’s closing of the complaint or within one hundred eighty (180) days of the alleged violation, whichever occurs later.” R.I. Gen. Laws § 42-46-8.
We thank you for your interest in keeping government open and accountable to the public.
Sincerely,
PETER F. NERONHA
ATTORNEY GENERAL
By: /s/ Adam D. Roach
Adam D. Roach
Special Assistant Attorney General
[1] This particular local election was fraught, as “Harold G. Morgan, Jr. received 1889 votes and Mr. [David W.] Thornley received 1660 votes … [yet] Mr. Morgan passed away one month before the election.” The morass caused by the death of the winning candidate before Election Day provides the setting for the allegations discussed herein.
[2] In addition to the general allegation that the Council improperly met to call for the November 23, 2024 Board meeting, the Complainant alleges several other potential OMA violations that naturally would have transpired by extension, had a non-public convening of the Council taken place.
[3] There are additional allegations raised in the Complaint such as “willfully hindering the conduct of an election” and a “failure to transmit vote records to the [SOS].” Wrongdoing by specific members of the Council is also alleged. This Office’s authority is limited to investigating potential violations of the OMA. See R.I. Gen. Laws § 42-46-8. Allegations made by the Complainant but not explicitly addressed in this finding are outside the scope of this Complaint, the OMA, and thus this Office’s authority. See Anonymous v. Coventry Town Council, OM 23-10.
[4] The Complainant also does not dispute the Council’s statement that he “admitted” that “[he did] not know if the [C]ouncil held a non-public meeting or not.”
[5] Additionally, we have held that the subsequent posting of potentially inaccurate meeting minutes could actually undermine the public interest. See Cienki v. Rhode Island Special Commission on Reapportionment, OM 22-33 (“We have previously recognized that the passage of time can make it less likely for a public body to accurately recreate minutes, and the posting of inaccurate minutes may be more detrimental to the public than posting no minutes.”).